Meaghan Marie Johnson of McLean Virginia is a former Northwestern Mutual Investment Services LLC registered representative who is the subject of a customer initiated investment related written complaint on November 28, 2017 in which the customer requested $46,808.90 in damages founded on allegations that Johnson forged the customer’s signatures on life insurance policy documentation and effected unauthorized modifications to the customer’s policies.
Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that Johnson has been identified in seven additional customer initiated investment related disputes containing accusations of her violative conduct during the time she was registered with Northwestern Mutual Investment Services, LLC. Specifically, on March 10, 2017, a customer initiated investment related complaint regarding Johnson’s activities was settled for $49,687.60 in damages based upon allegations of fraud in reference to the customer’s two life insurance policies.
On May 2, 2017, another customer initiated investment related complaint concerning Johnson’s activities was resolved for $9,603.90 in damages supported by accusations of suitability with respect to the customer’s individual retirement account proceeds having been utilized to pay life insurance premiums. The customer additionally alleged to have been misled concerning the costs of class C mutual fund share investments. Then, on June 5, 2017, a customer filed an investment related complaint involving Johnson’s conduct alleging that a variable annuity distribution form contained forged customer signatures and insurance transactions were executed without the customer ever having consented.
On June 27, 2017, another customer initiated investment related complaint regarding Johnson’s conduct was settled for $43,184.65 in damages founded on allegations that fraudulent information had been provided by Johnson to the customer concerning the customer’s mutual fund and insurance accounts. On August 10, 2017, a customer initiated investment related complaint pertaining to Johnson’s activities was resolved for $225,000.00 in damages based upon accusations that Johnson effected the customer’s Crescent Ridge Capital Partners Fund investment, where the manager of that Fund that been charged with federal securities laws violations.
Thereafter, on October 10, 2017, a customer initiated investment related complaint concerning Johnson’s activities was settled for $102,511.19 in damages supported by allegations that Johnson made investment recommendations to the customer that were not suitable concerning the customer’s individual retirement account holdings having been liquidated and utilized to fund the customer’s whole life insurance policies. Moreover, on November 15, 2017, a customer filed an investment related complaint regarding Johnson’s activities where the customer sought $117,148.60 in damages founded on accusations that the customer’s name had been wrongfully signed by Johnson on account documentation to effect transactions that the customer never approved.
Johnson’s registration with Northwestern Mutual Investment Services, LLC was terminated on February 7, 2017.
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