Brittani Corren Schaefer (also known as Brittani Corren Cooper), of St. Louis, Missouri, a stockbroker registered with Arete Wealth Management LLC, is the subject of a customer initiated investment related complaint on January 30, 2025, in which the customer requested $1,200,000.00 in damages based upon allegations that Schaefer made unsuitable investment recommendations when Schaefer was…
Joey Dale Miller, of Lake Oswego, Oregon, a stockbroker registered with Arete Wealth Management LLC, has been discharged by the securities broker dealer on October 11, 2023, based upon allegations that Miller was not forthcoming during an internal investigation. Financial Industry Regulatory Authority (FINRA) Public Disclosure shows that Miller was also referenced in a customer…
Lawrence Richard Greenfield (also known as Larry Greenfield), of Woodland Hills, California, a stockbroker formerly registered with Arete Wealth Management LLC, is the subject of a customer initiated investment related FINRA securities arbitration claim in which the customer requested $950,000.00 in damages based upon allegations that Greenfield made unsuitable investment recommendations in alternative investments during…
