Marshall Owen Isaacson of Boca Raton Florida a stockbroker formerly registered with National Securities Corporation is referenced in a customer initiated investment related arbitration claim which was resolved for $92,000.00 in damages based upon allegations that over-the-counter equities transactions had been placed in the customer’s account that were not suitable for the customer. Financial Industry Regulatory Authority (FINRA) Arbitration No. 16-00627 (Aug. 14, 2017).
FINRA Public Disclosure additionally confirms that a customer initiated investment related arbitration claim involving Isaacson’s activities was settled for $215,000.00 in damages based upon accusations that over-the-counter equities transactions were executed in the customer’s account that were neither suitable nor authorized by the customer. FINRA Arbitration No. 16-00627 (Oct. 5, 2017).
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