Gloria Ann Walas of Pepper Pike Ohio a stockbroker currently registered with Morgan Stanley is the subject of a customer initiated investment related written complaint on February 26, 2018 where the customer alleged that the customer’s municipal bond investment was induced by misrepresentation.
Financial Industry Regulatory Authority (FINRA) Public Disclosure additionally confirms that on July 19, 2002, a customer filed an investment related complaint regarding Walas’ activities in which the customer requested $50,036.00 in damages founded on accusations that while Walas was associated with Salomon Smith Barney Inc., the customer’s stock based investment instructions were not followed.
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