Murray B. Roark, of Dallas, Texas, a stockbroker with Wunderlich Securities, Inc., is subject to a pending customer dispute from February 17, 2016, in which the customer requested $303,950.00 in damages after alleging that Roark failed to diversify the customer’s assets, over-concentrated the customer’s positions, and engaged in misrepresentation regarding investments.
Public Disclosure Records show that Roark has been subject to four customer initiated, investment related complaints or customer arbitration claims. On January 29, 2007, a customer lodged a dispute against Roark alleging unsuitability, unauthorized and excessive trading in the customer’s margin account, and requested $49,285.00 in damages. On January 23, 2002, Roark became subject to a customer dispute in which the customer requested $13,037.00 in damages after alleging that Roark made unsuitable investment recommendations.
Guiliano Law Group
Our practice is limited to the representation of investors. We accept representation on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.
