Miaojun Yuan, of City of Industry, California, a stockbroker registered with Questar Capital Corporation, is the subject of a customer initiated investment related Financial Industry Regulatory Authority (FINRA) securities arbitration claim that was settled for $140,000.00 in damages based upon allegations that Yuan made unsuitable recommendations and misrepresentations in connection with the recommendation and sale of real estate securities when Yuan was associated with Questar Capital Corporation. FINRA Arbitration No. 19-01894 (Aug. 25, 2020).
This is not the first time that Yuan has been referenced in a customer initiated investment related dispute concerning Yuan’s conduct in the securities industry. FINRA Public Disclosure shows that Yuan is also referenced in a customer initiated investment related complaint that was settled on July 2, 2020 for $21,105.16 in damages based upon allegations that Yuan made unsuitable transactions concerning the recommendation and sale of real estate securities when Yuan was associated with Questar Capital Corporation.
Miaojun Yuan was associated with Questar Capital Corporation in City of Industry, CA, as a stockbroker from October 1, 2007 to March 1, 2019. Yuan has been associated with Woodbury Financial Services Inc. in Diamond Bar, CA, as a stockbroker since March 1, 2019.
