Jeffrey Thomas Rathmanner, a stockbroker registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated, has been terminated from employment on April 5, 2017, based upon allegations that Rathmanner made representations to others on behalf of Merrill Lynch which the firm had not authorized.
Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that on March 16, 2004, a customer filed an investment related written complaint involving Rathmanner’s conduct, in which the customer requested $100,000.00 in damages based upon allegations that Rathmanner failed to follow the customer’s instructions to liquidate a balance in the customer’s margin account, causing the customer to sustain losses on equity holdings as a result.
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