Christopher David Sadaka, of Paramus, New Jersey, a stockbroker formerly registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated, is the subject of a customer initiated investment related written complaint on May 1, 2017, based upon allegations that between May of 2015 to April of 2017, Sadaka made unsuitable investment recommendations to the customer concerning the customer’s managed accounts.
Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that on June 1, 2016, another customer filed an investment related arbitration claim involving Sadaka’s conduct, in which the customer requested $390,000.00 in damages based upon allegations that he made misrepresentations and unsuitable recommendations to the customer regarding equity transactions.
Guiliano Law Group
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