Matthew John Quall of Northfield Illinois a stockbroker formerly registered with Wells Fargo Clearing Services LLC is referenced in a customer initiated investment related written complaint on January 23, 2019 in which the customer requested unspecified damages supported by allegations that the customer’s account profile had been misrepresented leading to speculative and inappropriate futures commodity transactions being placed in the customer’s investment account.
Financial Industry Regulatory Authority (FINRA) Public Disclosure additionally confirms that Quall was subject of a customer initiated investment related arbitration claim where the customer was awarded $7,050.00 in compensatory damages based upon findings of unsuitable investment recommendations being made in the customers investment account, negligent handling of the customer’s investment portfolio; misrepresentations being made about investment-related information; and fiduciary obligations having been breached.
Quall’s registration with Wells Fargo Clearing Services LLC has been terminated as of March 6, 2017. Between March 3, 2017 and June 11, 2018, Quall was associated with Raymond James Financial Services.
