Mark David Yadron (also known as Mark Lynn Yoder) of Scottsdale Arizona a stockbroker currently associated with Merrill Lynch Pierce Fenner Smith Incorporated has been referenced in a customer initiated investment related complaint on September 24, 2019 in which the customer requested $129,584.00 in damages supported by allegations that in November of 2018, unsuitable investment common or preferred stock trades were recommended for the customer’s account by the stockbroker when he was employed by Merrill Lynch.
Financial Industry Regulatory Authority (FINRA) Public Disclosure confirms that Yadron has been identified in four more customer initiated investment related disputes concerning accusations of his misconduct during the time that the stockbroker was employed by securities broker dealers including Merrill Lynch and Olde Discount Corporation. In particular, a customer initiated investment related complaint concerning Yadron’s activities was settled to resolve accusations that when Yadron was employed by Merrill Lynch, purchases or sales of over the counter equities had been executed without the customer’s permission, and transactions caused the customer to incur undue losses.
Another customer initiated investment related complaint in reference to Yadron’s conduct has been settled on June 23, 2017 to resolve accusations that when Yadron was associated with Merrill Lynch, mutual fund trades were effected without approval by the customer. The stockbroker is also referenced in a customer initiated investment related complaint which has been settled on June 23, 2017 for more than $5,000.00 in damages supported by allegations that closed end funds transactions were facilitated in the customer’s account without the customer’s consent when Yadron was employed by Merrill Lynch.
Yadron has been associated with Merrill Lynch since March 1, 2013.
