Marc David Drew of Salt Lake City, Utah, a stockbroker registered with Equitable Advisors LLC, is the subject of a customer initiated investment related Financial Industry Regulatory Authority (FINRA) securities arbitration claim in which the customer requested more than $5,000.00 in damages based upon allegations that Drew made the unsuitable investment recommendation of real estate securities during the time that Drew was associated with Equitable Advisors LLC. FINRA Arbitration No. 23-03300 (November 15, 2023).
This is not the first time that Drew has been referenced in a customer initiated investment related dispute concerning Drew’s conduct in the securities industry. FINRA Public Disclosure shows that Drew was also referenced in a customer initiated investment related complaint filed on September 10, 2013, in which the customer requested compensatory damages based upon allegations that Drew made misrepresentations of material fact and provided unsuitable advice about life insurance products when Drew was associated with AXA Advisors LLC. This complaint has been denied by the securities broker dealer.
Drew has been associated with Equitable Advisors LLC in Salt Lake City, Utah since April 9, 2012.
