John N. Girgis of New York New York is a stockbroker formerly registered with Legend Securities Inc. who is the subject of a customer initiated investment related written complaint which settled for nearly ten thousand dollars in damages founded on allegations that the customer was charged excessive commissions for over-the-counter equities transactions executed in the customer’s account.
Financial Industry Regulatory Authority (FINRA) Public Disclosure confirms that on February 4, 2010, a customer filed an investment related written complaint regarding Girgis’ activities, in which the customer requested $5,000.00 in damages supported by accusations that the customer’s margin was utilized without the customer’s authorization, and over-the-counter equities trades had been effected without the customer’s consent during the time that Girgis was associated with J.P. Turner & Company LLC.
Girgis’ registration with Legend Securities, Inc. was terminated on November 9, 2016. On November 4, 2016, Girgis became registered with Worden Capital Management LLC. Since August 29, 2005, Girgis has been associated with six different broker dealers, two of which have been expelled by securities regulators for violation of federal securities laws or are otherwise defunct.
The information contained herein has been obtained from reliable sources however may not be accurate and is not guaranteed by us. Readers are encouraged to undertake their own independent investigation and evaluation of the relevant facts. All claims and allegations are subject to adjudication, decisions may be subject to appeal, and no inference is intended, nor should any inference be made from any information contained herein from any source.
This posting and the information on our website is for general information purposes only. This content should be not considered legal advice, and any responses, comments, e-mails, other communications do not form any attorney client relationship. Attorney Advertisement. See Important Disclaimer
Guiliano Law Group
Our practice is limited to the representation of investors. We accept representation on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.
For more information concerning common claims against stockbrokers and investment professionals, please visit us at securitiesarbitrations.com
To learn more about FINRA Securities Arbitration, and the legal process, please visit us at securitiesarbitrations.com
