George Lance Calhoun, of New York, New York, a stockbroker registered with Laidlaw & Company (UK) Ltd., is the subject of a customer initiated investment related arbitration claim on April 12, 2017, where the customer requested $114,199.00 in damages based upon allegations that Calhoun effected unsuitable and unauthorized equity trades in the customer’s account.
Financial Industry Regulatory Authority (FINRA) Public Disclosure additionally reveals that on December 13, 2012, a customer initiated investment related written complaint involving Calhoun’s conduct was settled for $4,900.00 in damages based upon allegations that Calhoun, while associated with Charles Morgan Securities, failed to abide by the customer’s instructions for investing in equities.
Since May 22, 2008, Calhoun has been associated with thirteen different broker dealers, ten of which have been expelled by securities regulators for violation of federal securities laws or are otherwise defunct. $#cockroach
Guiliano Law Group
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