Tag Archives: Nathaniel Royce Clay

Laidlaw Company Stockbroker Barred By FINRA

October 08, 2021  |   Posted by :   |   Investment and Regulatory News   |   Comments Off on Laidlaw Company Stockbroker Barred By FINRA

Nathaniel Royce Clay (also known as Nate Clay) of New York New York a stockbroker formerly registered with Laidlaw Company UK Ltd. has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity supported by allegations that he failed to cooperate with FINRA’s request for information. Case No. 2020065912101 (June […]

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