Fraud Convictions

Kitwana Nkoski Thomas of Jacksonville Florida a stockbroker formerly registered with Fidelity Brokerage Services LLC is referenced in a customer initiated investment related FINRA securities arbitration claim in which the customer requested $100,000.00 in damages founded upon allegations that Thomas provided unsuitable recommendations to them as it pertained to corporate debt investments during the time that he was registered with Fidelity Brokerage Services. Financial Industry Regulatory Authority (FINRA) Arbitration No. 20-01741 (June 5, 2020).

FINRA Public Disclosure additionally shows that Thomas has been barred from associating with any FINRA member in any capacity supported by findings of conversion. Letter of Acceptance Waiver and Consent No. 2017053262901 (February 7, 2019).

Thomas was associated with Fidelity Brokerage Services between September 5, 2012, and February 13, 2017. His registration with Fidelity Investments was terminated based on accusations of his unauthorized activities relating to a customer’s account.