Michael Scott Hayes of Burlington Vermont a stockbroker formerly employed by Key Investment Services LLC is referenced in a customer initiated investment related written complaint on March 10, 2016 where the customer sought $10,093.70 in damages founded on accusations that misrepresentations had been made to the customer concerning Forethought Life SecureForce Fixed Annuity and Commonwealth Multi-Year Guarantee Annuity.
FINRA Public Disclosure additionally confirms that on February 6, 2018, a customer filed an investment related complaint regarding Hayes’ activities in which the customer requested $5,000.00 in damages supported by allegations that while Hayes was associated with Wells Fargo Advisors, misrepresentations had been made to the customer concerning the viability of income payments from a variable annuity rider.
Hayes’ registration with Key Investment Services LLC was terminated on May 3, 2016. Since March 25, 2017, he has been registered with MSI Financial Services Inc.
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