Karl Austin Pettijohn, of Los Angeles, California, a stockbroker registered with J.P. Morgan Securities LLC, has been terminated from employment on April 29, 2016, based upon the firm’s allegations that he inappropriately communicated with customers and entered into unauthorized lending arrangements.
Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that on April 28, 2017, a customer filed an investment related arbitration claim involving Pettijohn’s conduct, in which the customer requested $5,000.00 in damages based upon allegations that Pettijohn, while associated with J.P. Morgan Securities LLC, made unsuitable investment recommendations to the customer, and neglected to watch over the customer’s investment portfolio comprised of exchange traded funds, mutual funds, and stocks.
Since May 31, 2016, Pettijohn has been registered with Wedbush Securities Inc.
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