Tag Archives: Karl Austin Pettijohn

JP Morgan Securities Stockbroker Fired

July 03, 2017  |   Posted by :   |   Customer Loans, Investment and Regulatory News   |   0 Comments

Karl Austin Pettijohn, of Los Angeles, California, a stockbroker registered with J.P. Morgan Securities LLC, has been terminated from employment on April 29, 2016, based upon the firm’s allegations that he inappropriately communicated with customers and entered into unauthorized lending arrangements. Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that on April 28, 2017, a […]

Read More »