Frank Odoi of Dallas Texas a stockbroker employed by J.P. Morgan Securities LLC has been discharged by the firm on March 27, 2018 founded on accusations that Odoi established a customer’s two investment accounts even though Odoi was not authorized to conduct business with the customer because he was not registered in the state at the time that the customer’s transactions were consummated.
Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that on May 10, 2013, a customer brought an investment related complaint involving Odoi’s activities where the customer sought $6,000.00 in damages supported by allegations that while Odoi was associated with Chase Investment Services Corp., he made misrepresentations to the customer about investments and poorly advised the customer regarding transactions that had been executed in the customer’s managed account.
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