Jonathan Ben Mirer, of Henderson, Nevada, a stockbroker formerly registered with Wells Fargo Advisors, is referenced in a customer initiated investment related FINRA securities arbitration claim where the customer requested more than $75,000.00 in damages based upon accusations of their account being overconcentrated by Mirer in unsuitable investments when Mirer was registered with Wells Fargo Advisors. Financial Industry Regulatory Authority (FINRA) Arbitration No. 20-00665 (March 24, 2020).
Mirer has been identified in seven more customer initiated investment related disputes regarding allegations of his wrongdoing while employed by PaineWebber, Wells Fargo Advisors, and Morgan Stanley Dean Witter. FINRA Public Disclosure shows that a customer initiated investment related arbitration claim concerning Mirer’s conduct was resolved for $67,500.00 in damages founded on accusations of the violation of state securities laws as it pertained to equity trades effected by Mirer during the time that he was employed by Morgan Stanley Dean Witter.
On December 30, 2016, another customer initiated investment related complaint involving Mirer’s activities was settled for $55,000.00 in damages supported by allegations of Mirer’s unsuitable trading of common and preferred stock while he was associated with Wells Fargo Advisors. Mirer is also the subject of a customer initiated investment related written complaint which was resolved for $30,000.00 on January 31, 2017, based upon accusations of Mirer effecting equities trades in the customer’s account without informing the customer about the trades.
On February 7, 2017, a different customer initiated investment related complaint regarding Mirer’s conduct was settled for $20,000.00 in damages founded on allegations that unauthorized trades of foreign equities were executed in the customer’s account by Mirer at Wells Fargo Advisors. On February 10, 2017, an additional customer initiated investment related complaint concerning Mirer’s activities was settled for $17,300.00 in damages based upon allegations of Mirer’s unsuitable trading of energy stocks for the customer’s Wells Fargo Advisors account.
Mirer is also identified in a customer initiated investment related arbitration claim which was resolved for $17,000.00 in damages supported by accusations of unauthorized trading by the stockbroker at Wells Fargo Advisors. FINRA Arbitration No. 16-02089 (May 17, 2017). According to the claim, Mirer’s unsuitable trading resulted in damages to the customer. Mirer is presently associated with Ameriprise Financial Services, Inc.
