Jonathan Robert Harvey, of Doylestown, Pennsylvania, a stockbroker registered with Janney Montgomery Scott LLC, is the subject of a customer initiated investment related Financial Industry Regulatory Authority (FINRA) securities arbitration claim in which the customer requested $499,000.00 in damages based upon the alleged unsuitable investment recommendation of fixed income products during the period that Harvey was associated with Janney Montgomery Scott LLC. FINRA Arbitration No. 24-00440 (February 27, 2024).
FINRA Public Disclosure shows that Harvey was also referenced in a customer initiated investment related FINRA securities arbitration claim that was settled for $9,000.00 in damages based upon alleged unsuitable tax and investment advice during the time that Harvey was associated with Janney Montgomery Scott LLC. FINRA Arbitration No. 0905356 (March 9, 2010).
Harvey has been associated with Janney Montgomery Scott LLC in Doylestown, Pennsylvania since August 30, 2002, as a stockbroker, and since March 30, 2006, as an investment advisor representative.
