Jonathan Michael Ebel, of Hauppauge, New York, a stockbroker formerly registered with Laidlaw Company (UK) Ltd., is referenced in a customer initiated investment related, FINRA Securities Arbitration claim in which the customer sought $30,000.00 in damages based upon accusations of excessive and unsuitable trading in the customer’s account by Ebel during the time that he was registered with Laidlaw Company. Financial Industry Regulatory Authority (FINRA) Arbitration No. 21-03125 (December 30, 2021). The claim alleges that the customer sustained damages on common and preferred stock transactions as well as over-the-counter equities transactions between 2017 and 2018.
FINRA Public Disclosure shows that Ebel has been identified in two more customer initiated investment related disputes containing allegations of his harmful activities while employed by Laidlaw Company. On September 7, 2018, a customer initiated investment related arbitration claim concerning Ebel’s conduct was settled for $30,000.00 in damages founded on accusations of excessive trading by Ebel concerning stocks and over-the-counter equities between 2016 and 2018. FINRA Arbitration No. 18-01855. According to the claim, Ebel’s unsuitable trading resulted in damages to the Laidlaw Company investor.
Ebel is also the subject of a customer initiated investment related arbitration claim where the customer requested $12,721.00 in damages supported by allegations of their account being overconcentrated in stock and over-the-counter equities. FINRA Arbitration No. 20-03892 (January 11, 2021). The claim alleges that Ebel engaged in excessive and unsuitable trading while at Laidlaw Company.
Ebel was registered with Laidlaw Company between March 13, 2015, and May 30, 2019. Since May 4, 2019, he has been associated with Network 1 Financial Securities Inc.
