Jon Christopher Vinge, of Seattle, Washington, a stockbroker registered with Intervest International Equities Corporation, is the subject of a customer initiated investment related FINRA securities arbitration claim in which the customer requested $183,000.00 in damages based upon allegations that Vinge breached his fiduciary duties, made unsuitable recommendations, made misrepresentations and omissions of material fact, and violated FINRA rules in connection with the sale of GWG L-bonds during the time that Vinge was associated with Intervest International Equities Corporation. Financial Industry Regulatory Authority (FINRA) Arbitration No. 22-02096 (September 13, 2022). The claim also alleges that Intervest International Equities Corporation failed to supervise his activities.
This is not the first time that Vinge has been referenced in a customer initiated investment related dispute concerning Vinge’s conduct in the securities industry. FINRA Public Disclosure shows that Vinge is also referenced in a FINRA securities arbitration claim in which the customer requested $373,000.00 in damages based upon allegations that Vinge breached his fiduciary duties, made unsuitable recommendations, made misrepresentations of material fact, made omissions of material fact, violated FINRA rules, and breached a contract in connection with the sale of GWG L-bonds during the period that Vinge was associated with Intervest International Equities Corporation. FINRA Arbitration No. 22-01406 (June 23, 2022).
Vinge has been associated with Intervest International Equities Corporation in Seattle, Washington, as a stockbroker since August 13, 2007, and associated with Intervest International Inc. as an investment advisor representative since August 14, 2007.
