John Charles Vasu, of Brandon, Florida, a stockbroker registered with Allstate Financial Services LLC, is the subject of a customer initiated investment related complaint on May 12, 2021 in which the customer requested compensatory damages based upon allegations that Vasu made misrepresentations in connection with the recommendation and sale of variable annuities when Vasu was associated with Allstate Financial Services LLC.
This is not the first time that Vasu has been referenced in a customer initiated investment related dispute concerning Vasu’s conduct in the securities industry. Financial Industry Regulatory Authority (FINRA) Public Disclosure shows that Vasu is also referenced in a customer initiated investment related complaint on August 15, 2011 in which the customer requested compensatory damages based upon allegations that Vasu committed sales practice violations with regard to the recommendation and sale of variable annuities when Vasu was associated with New England Securities.
John Vasu was associated with Allstate Financial Services LLC in Brandon, FL, as a stockbroker from September 15, 2014 to June 1, 2022. Vasu has been associated with Thrivent Investment Management Inc. in Championsgate, FL, as a stockbroker since June 15, 2022. He has also been associated with Thrivent Investment Management Inc. in Lakeland, FL, as an investment advisor representative since September 26, 2022.
