John Norman Doiron of Toano, Virginia, a stockbroker registered with Cabot Lodge Securities LLC, is the subject of a customer initiated investment related Financial Industry Regulatory Authority (FINRA) securities arbitration claim in which the customer requested $75,000.00 in damages based upon allegations that Doiron breached his fiduciary duties, was negligent, and breached a contract in connection with the sale of private placements including GWG Holdings Class L Bonds when Doiron was associated with Cabot Lodge Securities LLC. FINRA Arbitration No. 23-03311 (November 17, 2023).
This is not the first time that Doiron has been referenced in a customer initiated investment related dispute concerning his conduct in the securities industry. FINRA Public Disclosure shows that on September 15, 2023, a different customer initiated investment related FINRA securities arbitration claim involving Doiron’s conduct was settled for $21,000.00 in damages based upon allegations that Doiron breached his fiduciary duties, violated New Mexico securities laws and FINRA rules, breached a contract, and violated Regulation Best Interest in connection with the sale of GWG L Bonds when Doiron was associated with Cabot Lodge Securities LLC. FINRA Arbitration No. 22-02181.
Doiron was also referenced in a customer initiated investment related FINRA securities arbitration claim that was settled for $7,500.00 in damages based upon alleged misrepresentations of material fact, breach of fiduciary duty, failure to supervise, negligence, breach of contract, and violation of Regulation Best Interest in connection with the sale of private investments. FINRA Arbitration No. 23-02120 (April 8, 2024).
Doiron has been associated with Cabot Lodge Securities LLC in Toano, Virginia since June 18, 2013.
