Jerry Duane Holdsworth of Lincoln Nebraska a stockbroker currently registered with Wells Fargo Advisors Financial Network LLC is referenced in a customer initiated investment related arbitration claim which was resolved for $40,000.00 in damages founded on accusations that (1) Holdsworth effected stock trades in the customer’s account that were not suitable for the customer and (2) Holdsworth failed to diversify the customer’s investments. Financial Industry Regulatory Authority (FINRA) Arbitration No. 17-00841 (June 4, 2018).
FINRA Public Disclosure additionally confirms that on August 27, 2008, a customer filed an investment related complaint regarding Holdsworth’s conduct where the customer sought unspecified damages based upon allegations that while Holdsworth was employed by Merrill Lynch, Pierce, Fenner & Smith Incorporated, Holdsworth made investment recommendations to the customer that were in no way suitable for the customer, and failed to inform the customer about the fees for investing in a variable annuity.
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Guiliano Law Group
Our practice is limited to the representation of investors. Over the last three decades, we have recovered more than a hundred million dollars for more than 1,000 injured investors from all over the United States and several foreign countries. We accept representation purely on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a confidential consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.
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