Jeffrey David Wiseman of Oxnard California a stockbroker formerly employed by Morgan Stanley is referenced in a customer initiated investment related arbitration claim in which the customer requested unspecified damages founded on allegations that unsuitable municipal debt and unit investment trust transactions were executed in the customer’s account. Financial Industry Regulatory Authority (FINRA) Arbitration No. 17-02911 (Nov. 2, 2017).
FINRA Public Disclosure confirms that Wiseman was discharged by Morgan Stanley Smith Barney LLC on May 13, 2015 supported by accusations that he engaged in unauthorized activities and failed to complete trainings mandated by the firm.
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