Gregory William Melendez, of Melville, New York, a stockbroker formerly registered with International Assets Advisory, has been named in a customer initiated investment related arbitration claim on February 16, 2017, in which the customer requested $41,376.00 in damages based upon allegations that he effected unsuitable and unauthorized over-the-counter equity transactions in the customer’s account, and churned the customer’s investment portfolio.
Financial Industry Regulatory Authority (FINRA) Public Disclosure also reveals that on November 2, 2009, a customer initiated investment related arbitration claim involving Melendez’s conduct was settled for $27,611.00 in damages based upon allegations that Melendez, while associated with GunnAllen Financial, Inc., churned the customer’s investment account and effected stock transactions that were neither appropriate nor consented to by the customer beforehand.
Guiliano Law Group
Our practice is limited to the representation of investors. We accept representation on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.
To learn more about FINRA Securities Arbitration, and the legal process, please visit us at securitiesarbitrations.com
