Lyle J Boudreaux, of Houston, Texas, a stockbroker currently registered with Independent Financial Group, LLC, has been named in a customer initiated investment related written complaint on January 27, 2017, in which the customer requested $120,000.00 in damages based upon allegations that Boudreaux was liable for losses sustained by the customer in reference to exchange traded fund transactions.
Financial Industry Regulatory Authority (FINRA) Public Disclosure additionally reveals that on April 17, 2012, Boudreaux was terminated from his prior employer, Merrill Lynch, Pierce, Fenner & Smith Inc., based upon allegations that Boudreaux effected unauthorized transactions in a customer’s account.
Guiliano Law Group
Our practice is limited to the representation of investors. We accept representation on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.
To learn more about FINRA Securities Arbitration, and the legal process, please visit us at securitiesarbitrations.com
