Holly Marie Maurer of Southfield Michigan a stockbroker formerly registered with CoreCap Investments Inc. is the subject of a customer initiated investment related arbitration claim in which the customer requested $222,000.00 in damages founded on accusations that Maurer participated in a scheme involving the theft of the customer’s funds. Financial Industry Regulatory Authority (FINRA) Arbitration No. 18-00859 (Mar. 16, 2018).
FINRA Public Disclosure confirms that Maurer is referenced in four additional customer initiated investment related disputes containing allegations of Maurer’s misconduct while she was employed by CoreCap Investments, Inc., L.M. Kohn Inc. and Leonard & Co., Inc. Particularly, a customer filed an investment related civil action involving Maurer’s activities where the customer sought $110,000.00 in damages supported by accusations of breach of fiduciary in the handling of the customer’s variable annuity account. Civil Action No. 2017-002873-CZ (Aug. 15, 2017).
Thereafter, a customer filed an investment related arbitration claim concerning Maurer’s conduct in which the customer requested $115,000.00 in damages based upon allegations that Maurer took part in the theft of the customer’s funds and benefited from it. FINRA Arbitration No. 17-02412 (Sept. 14, 2017). Another customer filed an investment related arbitration claim involving Maurer’s activities where the customer sought $250,000.00 in damages founded on accusations that Maurer aided another representative’s conversion of the customer’s funds. FINRA Arbitration No. 17-02794 (Oct. 19, 2017).
Moreover, a customer filed an investment related arbitration claim regarding Maurer’s conduct in which the customer requested $250,000.00 in damages supported by allegations including embezzlement, fraud and securities laws violations in regard to funds loaned by the customer to a registered representative which had never been repaid. FINRA Arbitration No. 18-00198 (Jan. 26, 2018).
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