John Gunther Hoagland of Troy Michigan is a stockbroker formerly registered with Morgan Stanley who is the subject of a customer initiated investment related written complaint which settled on February 15, 2018 for $17,044.19 in damages supported by allegations that unauthorized equity transactions were effected in the customer’s investment account between September and October of 2017.
Financial Industry Regulatory Authority (FINRA) Public Disclosure also confirms that a customer initiated investment related arbitration claim pertaining to Hoagland’s activities was resolved for $183,602.00 in damages founded on allegations that hedge fund investments had been misrepresented to the customer by Hoagland during the time he was associated with Citigroup Global Markets, Inc. FINRA Arbitration No. 10-01164 (Apr. 6, 2011).
Hoagland’s registration with Morgan Stanley was terminated on January 18, 2018.
The information contained herein has been obtained from reliable sources however may not be accurate and is not guaranteed by us. Readers are encouraged to undertake their own independent investigation and evaluation of the relevant facts. All claims and allegations are subject to adjudication, decisions may be subject to appeal, and no inference is intended, nor should any inference be made from any information contained herein from any source.
This posting and the information on our website is for general information purposes only. This content should be not considered legal advice, and any responses, comments, e-mails, other communications do not form any attorney client relationship. Attorney Advertisement. See Important Disclaimer
Guiliano Law Group
Our practice is limited to the representation of investors. We accept representation on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.
For more information concerning common claims against stockbrokers and investment professionals, please visit us at securitiesarbitrations.com
To learn more about FINRA Securities Arbitration, and the legal process, please visit us at securitiesarbitrations.com
