Gregory Benton Walsh of Tucson Arizona is a stockbroker formerly registered with Morgan Stanley Smith Barney who is the subject of a customer initiated investment related arbitration claim in which the customer sought more than fourteen million four hundred thousand dollars in damages supported by accusations that an unauthorized withdrawal was executed from the customer’s investment account and her funds had been misappropriated. Financial Industry Regulatory Authority (FINRA) Arbitration No. 17-00311 (Mar. 17 2017).
FINRA Public Disclosure confirms that Walsh was fired from Morgan Stanley on October 15, 2013, supported by allegations that he failed to disclose his outside business activities to the firm, and impeded the firm’s internal investigation into his conduct.
Moreover, Walsh has been barred from associating with any FINRA member in any capacity based upon accusations that he failed to provide FINRA staff with information relating to his business activities. Case No. 2013038748401 (Mar. 5, 2014).
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