Glenn J. Romer, of Vero Beach, Florida, a stockbroker registered with Center Street Securities Inc., is the subject of a customer initiated investment related Financial Industry Regulatory Authority (FINRA) securities arbitration claim in which the customer requested $100,000.00 in damages based upon allegations that Romer made unsuitable recommendations in GWG Class L Bonds during the time that Romer was associated with Center Street Securities Inc. FINRA Arbitration No. 23-00600 (March 10, 2023).
This is not the first time that Romer has been referenced in a customer initiated investment related dispute concerning Romer’s conduct in the securities industry. FINRA Public Disclosure shows that on September 30, 2023, a different customer initiated investment related FINRA securities arbitration claim involving Romer’s conduct was settled for $89,375.00 in damages based upon allegations that Romer made unsuitable recommendations in alternative investments when Romer was associated with Center Street Securities Inc. FINRA Arbitration No. 22-01258.
Romer was also referenced in a customer initiated investment related FINRA securities arbitration claim that was settled for $65,000.00 in damages based upon allegations that Romer gave unsuitable advice to the customer about alternative investments. FINRA Arbitration No. 22-01168 (October 5, 2023).
Romer was associated with Center Street Securities Inc. in Vero Beach, Florida from April 7, 2010, to November 14, 2023.
