Gerald Richard Sharpe Jr. (also known as Gerry Sharpe), of Red Bank, New Jersey, a stockbroker currently registered with Aegis Capital Corp, is the subject of a customer initiated investment related FINRA securities arbitration claim in which the customer requested $283,716.78 in damages supported by allegations that unsuitable investment recommendations had been made by Sharpe between December of 2012 and November of 2020 while he was associated with Aegis Capital Corp. FINRA Arbitration No. 21-01073 (April 26, 2021).
Sharpe has been identified in three more customer initiated investment related disputes concerning accusations of his harmful activities while he was associated with Newbridge Securities and JW Barclay Co. Inc. FINRA Public Disclosure shows that a customer filed an investment related complaint concerning Sharpe’s activities where the customer sought compensatory damages founded on allegations that Sharpe effected unauthorized over-the-counter equities trades when he was registered with JW Barclay.
Sharpe is referenced in a different customer initiated investment related FINRA securities arbitration claim which was settled for $225,000.00 in damages based upon accusations of Sharpe providing unsuitable recommendations to the customer concerning over-the-counter equities trades at JW Barclay.
Another customer initiated investment related FINRA securities arbitration claim involving Sharpe’s conduct was resolved for $9,900.00 in damages supported by allegations of misrepresentation regarding the customer’s purchase of a listed common stock during the time that Sharpe was employed by Newbridge Securities.
Sharpe has been associated with Aegis Capital Corp since August 5, 2016.
