George Anthony Nikolakakos of New York New York a stockbroker registered with Four Points Capital Partners LLC is referenced in a customer initiated investment related arbitration claim which was settled for $87,500.00 in damages founded on allegations that common and preferred stock trades were effected in violation of FINRA rules and securities laws while Nikolakakos had been employed by Four Points Capital Partners. Financial Industry Regulatory Authority (FINRA) Arbitration No. 18-01728 (May 13, 2019).
FINRA Public Disclosure reveals that Nikolakakos has been identified in two additional customer initiated investment related disputes containing accusations of Nikolakakos’ misconduct when he was associated with Brookstreet Securities and Wedbush Securities. A customer filed an investment related complaint regarding Nikolakakos’ activities where the customer sought $35,000.00 in damages based upon allegations that during the time that Nikolakakos was associated with Brookstreet Securities, unauthorized trades had been executed in the customer’s account; and the customer’s investment instructions were disregarded causing the customer to incur losses.
Another customer filed an investment related complaint concerning Nikolakakos’ conduct in which the customer requested $23,626.00 in damages supported by accusations that the customer incurred unwarranted losses on equities transactions placed by Nikolakakos when he was employed by Wedbush Securities Inc.
Nikolakakos’ registration with Four Points Capital Partners has been terminated as of March 13, 2017. Between April 7, 2017 and February 26, 2018, Nikolakakos was associated with Scottrade Inc. Since January 22, 1998, Nikolakakos has been associated with ten different broker dealers, six of which have been expelled by securities regulators for violation of federal securities laws or are otherwise defunct.
