Gary George Vescio of Palm Beach Gardens Florida a stockbroker formerly registered with Raymond James Associates is the subject of a customer initiated investment related written complaint on May 21, 2016 where the customer sought $62,000.00 in damages supported by allegations that excessive stock trades were effected in the customer’s account while Vescio was employed by the firm.
Financial Industry Regulatory Authority (FINRA) Public Disclosure additionally reveals that Vescio was subject of a customer initiated investment related arbitration claim in which the customer was awarded $286,000.00 in damages based on Vescio being found liable on the customer’s claims of Vescio making unsuitable investment recommendations to the customer; and negligently facilitating the customers’ placement of funds in speculative equity portfolios managed by an outside money manager during the time that Vescio was associated with Prudential Securities. National Association of Securities Dealers (NASD) Arbitration No. 03-01917 (May 25, 2004).
Vescio has been registered with Raymond James Associates Inc. since July 2, 2014.
