Edward Gino Rizzotto, of Ocala, Florida, a registered representative employed with Foresters Equity Services, Inc., is the subject of a customer initiated investment related complaint, which settled on July 13, 2015, for $26,377.00 in damages supported by accusations that Rizzotto effected mutual fund transactions in the customer’s account that were not suitable for the customer.
Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that Rizzotto has been registered with four broker dealers, one of which has been expelled by securities regulators for violation of federal securities laws or is otherwise defunct.
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