Eric William Davidson, of Portland, Oregon, a stockbroker registered with Aegis Capital Corp., was the subject of a customer initiated investment related complaint filed on August 22, 2023, where the customer requested $300,000.00 in damages based upon allegations that Davidson engaged in unsuitable trading when he was associated with Aegis Capital Corp. The complaint was denied.
Financial Industry Regulatory Authority (FINRA) Public Disclosure additionally shows that on August 11, 2006, a customer initiated investment related complaint involving Davidson’s conduct was settled for $180,000.00 in damages. The complaint alleged that Davidson played a role in the customer’s investment in a hedge fund known as Wood River Partners, L.P. while Davidson was associated with Paulson Investment Company Inc.
Davidson was also the subject customer initiated investment related complaint that was settled on November 6, 2007, for $187,500.00 in damages based upon allegations that Davidson participated in the customers’ investment in Wood River Partners, L.P.
Public Disclosure also shows that on October 28, 2010, Davidson was fined $3,750.00 by FINRA for engaging in an outside business activity without providing notice to Paulson Investment Company. Hearing Panel Decision No. 2006006259501.
Davidson has been associated with Aegis Capital Corp. in Portland, Oregon since July 2, 2015.
