Eric Adam Stiba of Waco, Texas, a stockbroker registered with Lion Street Financial, is the subject of a customer initiated investment related Financial Industry Regulatory Authority (FINRA) securities arbitration claim in which the customer requested $100,000.00 in damages based upon the alleged unsuitable investment recommendations of direct investments (direct participation program interests and limited partnership interests) when Stiba was associated with Lion Street Financial. FINRA Arbitration No. 22-02635 (November 21, 2022).
This is not the first time that Stiba has been referenced in a customer dispute concerning Stiba’s conduct in the securities industry. FINRA Public Disclosure shows that Stiba is also referenced in a customer initiated investment related complaint that was settled on December 28, 2022, for $30,000.00 in damages based upon allegations that Stiba provided unsuitable advice about direct investments when Stiba was associated with Lion Street Financial LLC.
Since September 22, 2016, Stiba has been associated with Lion Street Financial LLC in Waco, Texas, as a stockbroker, and associated with Lion Street Advisors LLC as an investment advisor representative.
