Peter Brian Voldness of Bloomington Minnesota is a stockbroker formerly registered with Emergent Financial Group Inc. who is the subject of a customer initiated investment related arbitration claim in which the customer requested $2,000,000.00 in damages based upon allegations that the customer’s assets were inappropriately concentrated in private placement securities issued by Cryoport. Financial Industry Regulatory Authority (FINRA) Arbitration No. 16-01205 (May 11, 2016).
FINRA Public Disclosure confirms that Voldness has been identified in two additional customer initiated investment related disputes that pertain to accusations of his misconduct while employed with Emergent Financial Group Inc. and Westonka Investments, Inc. In particular, on July 2, 2008, a customer filed an investment related written complaint involving Voldness’ conduct where the customer sought $20,000.00 in damages founded on accusations that Voldness made false statements to the customer concerning private placement investments and failed to abide by the customer’s instructions to sell securities from the customer’s account.
Additionally, two customers were collectively awarded $75,580.00 in damages according to an investment related arbitration claim concerning Voldness’ misconduct, based upon Voldness having been found liable for making unsuitable investment recommendations concerning convertible debentures. FINRA Arbitration No. 12-03331 (Aug. 18, 2014).
Voldness is no longer associated with Emergent Financial Group, Inc. as of April 28, 2017.
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