Eileen Law Cure (also known as Eileen Law Klein and Eileen Hall Law), of Nederland, Texas, a stockbroker registered with HD Investment Services, was the subject of a customer initiated investment related FINRA securities arbitration claim that was settled for $15,833.00 in damages based upon allegations that Cure made unsuitable recommendations of direct investments (limited partnership interests and direct participation program interests) during the time that Cure was associated with HD Investment Services. Financial Industry Regulatory Authority (FINRA) Arbitration No. 22-01000 (November 11, 2022).
This is not the first time that Cure has been referenced in a customer initiated investment related dispute concerning Cure’s conduct in the securities industry. FINRA Public Disclosure shows that Cure is also referenced in a customer initiated investment related FINRA securities arbitration claim in which the customer requested $200,000.00 in damages based upon allegations that Cure made unsuitable recommendations of direct investments (limited partnership interests and direct participation program interests) during the period that Cure was associated with HD Investment Services. FINRA Arbitration No. 22-02334 (October 20, 2022).
Cure’s stockbroker registration with HD Vest Investment Services was terminated on December 14, 2018. She was registered with LPL Financial LLC between December 6, 2018, and August 26, 2021.
