Senior investors

Edward Terral Hill (also known as Ed Hill), of West End, North Carolina, a stockbroker registered with LPL Financial LLC, is the subject of a customer initiated investment related complaint filed on October 2, 2023. In this complaint, the customer requested $20,805.24 in damages based upon allegations that Hill failed to follow instructions in connection with the sale of “structured notes” during the time that Hill was associated with LPL Financial LLC. The complaint also alleged poor investment performance.

Financial Industry Regulatory Authority (FINRA) Public Disclosure also shows that Hill faced a complaint alleging unauthorized trading in structured notes. The customer alleged that he had not authorized the reinvestment of a structured note that had been called in August 2021. This complaint was settled on April 5, 2023, for $18,747.45 in damages.

Hill is also referenced in a customer initiated investment related FINRA securities arbitration claim where customers allege that Hill made unsuitable recommendations in structured notes from March 2020 to March 2023. FINRA Arbitration No. 23-02783 (October 9, 2023).

Hill has been associated with LPL Financial LLC, in West End, North Carolina, since March 1, 2018. Previously, Hill was registered with Edward Jones in West End, North Carolina, from April 16, 2012, to February 13, 2018.