Debra Collura Bourne (also known as Debra Anne Bourne) of Red Bank, New Jersey, a stockbroker registered with National Securities Corp. was the subject of a customer initiated investment related Financial Industry Regulatory Authority (FINRA) securities arbitration claim that was settled for $325,000.00 in damages based upon allegations that Bourne engaged in unauthorized trading and made unsuitable investment recommendations in connection with the sale of common stocks and preferred stocks when Bourne was associated with National Securities Corp. FINRA Arbitration No. 19-00431 (Feb. 1, 2021).
FINRA Public Disclosure shows that Bourne is referenced in other five (5) customer initiated investment related disputes concerning Bourne’s conduct while associated with securities broker dealers, including Oppenheimer Co. Inc. and National Securities Corp. On June 1, 2016, a customer initiated investment related FINRA securities arbitration claim involving Bourne’s conduct was settled for $90,000.00 in damages based upon allegations that Bourne breached her fiduciary duties, and made unsuitable investment recommendations in connection with the sale of over-the-counter equities when Bourne was associated with Oppenheimer Co. Inc. and National Securities Corp. FINRA Arbitration No. 15-01550.
On April 1, 2020, another FINRA securities arbitration claim involving Bourne’s conduct was settled for $270,000.00 based upon allegations that Bourne made unsuitable investment recommendations, engaged in excessive trading and was otherwise negligent in connection with the recommendation and sale of common stocks and preferred stocks when Bourne was associated with National Securities Corp. FINRA Arbitration No. 19-00752.
Debra Bourne was associated with First Standard Financial Company LLC from March 17, 2016 to May 8, 2019.
