Dean Steven Jaeger of Elmwood Park, Illinois, a stockbroker registered with Raymond James Financial Services Inc., is the subject of a customer initiated investment related complaint filed on May 20, 2022, in which the customer requested $19,874.00 in damages based upon allegations that Jaeger engaged in “unsuitable trading” in stocks during the time that Jaeger was associated with Raymond James Financial Services Inc. This complaint was denied or rejected by his employer.
However, this is not the first time that Jaeger has been referenced in a customer initiated investment related dispute concerning Jaeger’s conduct in the securities industry. FINRA Public Disclosure shows that Jaeger is also referenced in a customer initiated investment related complaint that was settled on April 19, 2022, for $43,044.17 in damages based upon allegations that Jaeger did not manage the customer’s stock portfolio in their best interest when Jaeger was associated with Raymond James Financial Services Inc.
Jaeger has been associated with Raymond James Financial Services Inc. as a stockbroker since June 1, 1999, and associated with Raymond James Financial Services Advisors Inc. as an investment advisor representative since January 2, 2009.
