David Jon Nastri, of Cheshire, Connecticut, a stockbroker registered with LPL Financial LLC, is the subject of a customer initiated investment related Financial Industry Regulatory Authority (FINRA) securities arbitration claim in which the customer requested damages based upon the alleged unsuitable investment recommendation of real estate securities when Nastri was associated with LPL Financial LLC. FINRA Arbitration No. 24-00006 (December 29, 2023).
This is not the first time that there has been an issue concerning Nastri’s conduct in the securities industry. FINRA Public Disclosure shows that Nastri was also referenced in a customer initiated investment related complaint filed on September 21, 2020, in which the customer requested damages based upon alleged omissions of material fact about investment risks and unsuitable investment recommendations in structured products during the period that Nastri was associated with LPL Financial LLC. This complaint was denied by the securities broker dealer.
Nastri has been associated with LPL Financial LLC in Cheshire, Connecticut since October 11, 2011.
