investment arbitration

David Earl Kimbler of Ferndale, Washington, a stockbroker registered with Securities America Inc., was the subject of a customer initiated investment related complaint filed on November 14, 2022, in which the customer requested compensation based upon allegations that Kimbler engaged in unauthorized trading and withdrew funds without authorization when Kimbler was associated with Securities America Inc.

Kimbler was associated with Securities America Inc. in Ferndale, Washington, as a stockbroker from November of 2020 to August of 2022, and Securities America Advisors Inc. in La Vista, Nebraska, as an investment adviser representative from November of 2020 to August of 2022. He was associated with Arbor Point Advisors in La Vista, Nebraska, as an investment adviser representative from November of 2020 to August of 2022. Kimbler has been associated with LPL Financial LLC in Ferndale, Washington, as a stockbroker and investment adviser representative since August 10, 2022