Daniel Della Rosa (also known as Daniel Dellarosa) of Tampa Florida a stockbroker formerly registered with Corinthian Partners and Paulson Investment Company LLC has been suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based on accusations that he did not respond to FINRA’s request for information about his activities. Case No. 2020065714601 (June 11, 2021).
According to FINRA Public Disclosure, Della Rosa was initially suspended for failing to respond to FINRA’s requests. The regulator issued the suspension on June 11, 2021, and has warned Della Rosa that he may be automatically barred as of August 23, 2021, if he has not taken care of the outstanding requests or has not otherwise sought the termination of that suspension.
Della Rosa has been identified in two customer initiated investment related disputes concerning allegations of Della Rosa’s improper actions while employed by securities broker dealers including JP Turner Company LLC and Barron Chase Securities Inc. FINRA Public Disclosure shows that a customer initiated investment related FINRA securities arbitration claim concerning Della Rosa’s conduct was settled for $46,000.00 in damages supported by accusations that over-the-counter equities trades by Della Rosa were not suitable for the customer.
A different customer initiated investment related FINRA securities arbitration claim involving Della Rosa’s activities resulted in the customer being awarded $141,000.00 in damages founded upon findings that Della Rosa made excessive stock trades and had misused margin while registered with JP Turner Company and Barron Chase.
