blind justice peeking

Dale Erbin Timmermann of Vandalia, Illinois, a stockbroker registered with Moloney Securities Co. Inc., was the subject of a customer initiated investment related Financial Industry Regulatory Authority (FINRA) securities arbitration claim that was settled for $11,000.00 in damages based upon allegations that Timmermann was negligent and made unsuitable recommendations in corporate bonds during the time that Timmermann was associated with Moloney Securities Co. Inc. FINRA Arbitration No. 22-01814 (November 17, 2023).

FINRA Public Disclosure additionally shows that on February 24, 2000, Timmermann was fined by National Association of Securities Dealers (NASD) because Timmermann executed securities transactions for customers despite the fact that his securities registration was inactive. Letter of Acceptance, Waiver, and Consent No. 00-8A-151.

Timmermann has been associated with Moloney Securities Co. Inc. in Vandalia, Illinois since January 17, 2012.