David Sheppard, of New York, New York, a stockbroker with Meyers Associates, L.P., is currently subject to a pending customer dispute. Specifically, on December 2, 2015, a customer requested $86,088.44 after alleging that Sheppard made unsuitable investment recommendations, engaged in unauthorized trades in the customer’s account, engaged in the improper use of margin, and breached his fiduciary duty to the customer.
Public disclosure records also reveal that Sheppard was previously subject to a customer dispute from January 6, 1999, in which a customer asserted damages in excess of $5,000.00 in connection with allegations that Sheppard failed to disclose certain risks associated with trading the customer’s account on margin.
Guiliano Law Group
Our practice is limited to the representation of investors. We accept representation on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.
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