Bernard T. Weber, of Minnetonka, Minnesota, a stockbroker with Feltl & Company, is subject to a pending customer dispute from November 24, 2015, in which the customer has requested $238,000.00 in damages after alleging that Weber failed to follow the customer’s investment instructions, made misrepresentations to the customer concerning investments, and churned the customer’s investment accounts.
FINRA Public Disclosure records reveal that Weber has been previously subject to customer disputes. Specifically, Weber settled a customer dispute for $14,997.00 after the customer alleged that Weber charged the customer excessive commissions. On January 28, 2013, Weber settled a customer dispute for $50,000.00 after the customer alleged that Weber engaged in unsuitable and unauthorized transactions which rose to a fraudulent level, where such transactions led the customer to bear substantial investment losses.
Guiliano Law Group
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